Firm Wins Rare Motion to Dismiss In FINRA Arbitration
August, 2018 - A FINRA arbitration panel awarded KSR’s broker-dealer client a complete dismissal in a customer arbitration. After extensive briefing, the FINRA panel agreed with KSR’s argument that Claimants’ claims were ineligible for FINRA arbitration pursuant to FINRA Rule 12206. The Panel dismissed claimant’s claims in their entirety. Daryl Schumacher handled the case for the firm.